Actuators, Vol. 14, Pages 415: Intelligent Fault Diagnosis for Rotating Machinery via Transfer Learning and Attention Mechanisms: A Lightweight and Adaptive Approach

Actuators doi: 10.3390/act14090415

Authors:
Zhengjie Wang
Xing Yang
Tongjie Li
Lei She
Xuanchen Guo
Fan Yang

Fault diagnosis under variable operating conditions remains challenging due to the limited adaptability of traditional methods. This paper proposes a transfer learning-based approach for bearing fault diagnosis across different rotational speeds, addressing the critical need for reliable detection in changing industrial environments. The method trains a diagnostic model on labeled source-domain data and transfers them to unlabeled target domains through a two-stage adaptation strategy. First, only the source-domain data are labeled to reflect real-world scenarios where target-domain labels are unavailable. The model architecture combines a convolutional neural network (CNN) for feature extraction with a self-attention mechanism for classification. During source-domain training, the feature extractor parameters are frozen to focus on classifier optimization. When transferring to target domains, the classifier parameters are frozen instead, allowing the feature extractor to adapt to new speed conditions. Experimental validation on the Case Western Reserve University bearing dataset (CWRU), Jiangnan University bearing dataset (JNU), and Southeast University gear and bearing dataset (SEU) demonstrates the method’s effectiveness, achieving accuracies of 99.95%, 99.99%, and 100%, respectively. The proposed method achieves significant model size reduction compared to conventional TL approaches (e.g., DANN and CDAN), with reductions of up to 91.97% and 64%, respectively. Furthermore, we observed a maximum reduction of 61.86% in FLOPs consumption. The results show significant improvement over conventional approaches in maintaining diagnostic performance across varying operational conditions. This study provides a practical solution for industrial applications where equipment operates under non-stationary speeds, offering both computational efficiency and reliable fault detection capabilities.

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